SFC Licences of ADAMS Robert Stuart
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 7 | 07 August 2014 | 01 November 2017 |
| Merrill Lynch Far East Limited | RE | 1 | 07 August 2014 | 01 November 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 07 August 2014 | 01 November 2017 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 7 | 27 July 2012 | 08 May 2014 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 19 April 2011 | 08 May 2014 |