SFC Licences of LAM Cheuk Yu 林卓宇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 28 September 2022 | |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 28 September 2022 | |
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 2 | 13 February 2017 | 12 September 2022 |
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 13 February 2017 | 12 September 2022 |
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 3 | 13 February 2017 | 15 January 2018 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 3 | 27 September 2013 | 12 February 2017 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 19 April 2011 | 12 February 2017 |
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 | RE | 2 | 19 April 2011 | 12 February 2017 |