SFC Licences of LEE Brendan

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RE 1 28 May 2018 22 May 2020
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 18 April 2011 27 April 2011
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 18 April 2011 27 April 2011