SFC Licences of SONI Karan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Macquarie Corporate (Hong Kong) Limited | RE | 6 | 19 July 2013 | 07 February 2014 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 19 July 2013 | 07 February 2014 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 19 July 2013 | 07 February 2014 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 18 April 2011 | 08 June 2013 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 18 April 2011 | 08 June 2013 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 18 April 2011 | 08 June 2013 |