SFC Licences of LESNE David Laurent
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 14 January 2019 | 18 January 2019 |
| UBS Securities Asia Limited | RE | 4 | 12 September 2017 | 17 September 2017 |
| UBS Securities Asia Limited | RE | 4 | 05 September 2016 | 08 September 2016 |
| UBS Securities Asia Limited | RE | 4 | 27 April 2011 | 11 April 2016 |