SFC Licences of LEUNG Lap Lam 梁立林

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 RE 3 02 November 2017
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 4 02 November 2017
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 1 02 November 2017
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 2 02 November 2017
Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 RE 3 02 March 2016 28 September 2017
Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 RE 2 02 March 2016 28 September 2017
Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 RE 1 02 March 2016 28 September 2017
Marex Hong Kong Limited RE 2 24 June 2014 16 July 2015
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 3 02 February 2012 16 June 2014
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 09 September 2011 16 June 2014
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 09 September 2011 16 June 2014
Okachi (Hong Kong) Company Limited 岡地香港有限公司 RE 2 16 May 2011 27 August 2011
Okachi Investments (HK) Company Limited 岡地投資(香港)有限公司 RE 1 16 May 2011 27 August 2011