SFC Licences of WILLIS Vernon Russell
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 2 | 10 November 2020 | |
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 1 | 10 November 2020 | |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 01 September 2020 | 03 September 2020 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 01 September 2020 | 03 September 2020 |
Haitong International Futures Limited 海通國際期貨有限公司 | RO | 2 | 16 June 2017 | 01 September 2020 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RO | 1 | 16 June 2017 | 01 September 2020 |
UBS Securities Hong Kong Limited | RE | 7 | 25 November 2011 | 08 April 2016 |
UBS Securities Hong Kong Limited | RE | 1 | 25 November 2011 | 08 April 2016 |
UBS Securities Asia Limited | RE | 2 | 28 April 2011 | 08 April 2016 |
UBS Securities Asia Limited | RE | 1 | 28 April 2011 | 08 April 2016 |