SFC Licences of LAU Johny Yondar

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 4 21 April 2011 15 July 2011
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 6 21 April 2011 15 July 2011