SFC Licences of LAM Tsz Wai, Jacqueline 林梓蕙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 6 | 13 June 2014 | 26 August 2014 |
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 1 | 13 June 2014 | 26 August 2014 |
Celestial Capital Limited 時富融資有限公司 | RE | 6 | 12 May 2014 | 31 May 2014 |
Celestial Capital Limited 時富融資有限公司 | RE | 1 | 12 May 2014 | 31 May 2014 |
Soochow Securities International Capital Limited 東吳證券國際融資有限公司 | RE | 6 | 29 July 2013 | 18 March 2014 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 16 May 2011 | 21 May 2013 |