SFC Licences of KONG Li Yi, Lorraine 龔立儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Dakin Capital Limited 德健融資有限公司 | RE | 6 | 23 May 2017 | 26 February 2021 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 6 | 17 October 2011 | 19 November 2011 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 4 | 17 October 2011 | 19 November 2011 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 1 | 17 October 2011 | 19 November 2011 |
| Sun Hung Kai International Limited 新鴻基國際有限公司 | RE | 1 | 19 April 2011 | 16 September 2011 |
| Sun Hung Kai Investment Services Limited 新鴻基投資服務有限公司 | RE | 1 | 19 April 2011 | 16 September 2011 |
| Sun Hung Kai International Limited 新鴻基國際有限公司 | RE | 6 | 19 April 2011 | 16 September 2011 |