SFC Licences of KONG Li Yi, Lorraine 龔立儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Dakin Capital Limited 德健融資有限公司 | RE | 6 | 23 May 2017 | 26 February 2021 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 6 | 17 October 2011 | 19 November 2011 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 4 | 17 October 2011 | 19 November 2011 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 1 | 17 October 2011 | 19 November 2011 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 19 April 2011 | 16 September 2011 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 | RE | 1 | 19 April 2011 | 16 September 2011 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 | RE | 6 | 19 April 2011 | 16 September 2011 |