SFC Licences of ZHU Jiang 朱江
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Futures International Company Limited 中信期貨國際有限公司 | RE | 2 | 19 October 2022 | |
| CITIC CFI Securities Company Limited 中信信期國際證券有限公司 | RE | 4 | 30 May 2022 | |
| CITIC CFI Securities Company Limited 中信信期國際證券有限公司 | RE | 1 | 30 May 2022 | |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 12 June 2020 | 01 April 2021 |
| Haitong International Capital Limited 海通國際資本有限公司 | RE | 6 | 22 June 2011 | 03 June 2014 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 3 | 22 June 2011 | 14 February 2012 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 21 April 2011 | 14 February 2019 |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 21 April 2011 | 03 June 2014 |