SFC Licences of LO Pei-Chi 羅珮琦

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 RE 4 14 August 2020
Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 RE 1 14 August 2020
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 19 September 2013 27 September 2014
KGI Wealth Management Limited 凱基財富管理有限公司 RE 4 19 September 2013 27 September 2014
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 26 April 2011 27 September 2014
KGI Wealth Management Limited 凱基財富管理有限公司 RE 1 26 April 2011 27 September 2014
Aisance Asset Management Limited 君達資產管理有限公司 RE 9 26 April 2011 21 February 2013