SFC Licences of LO Pei-Chi 羅珮琦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 | RE | 4 | 14 August 2020 | |
Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 | RE | 1 | 14 August 2020 | |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 19 September 2013 | 27 September 2014 |
KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 4 | 19 September 2013 | 27 September 2014 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 26 April 2011 | 27 September 2014 |
KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 1 | 26 April 2011 | 27 September 2014 |
Aisance Asset Management Limited 君達資產管理有限公司 | RE | 9 | 26 April 2011 | 21 February 2013 |