SFC Licences of LEUNG Kwok Wai, Dominic 梁國威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 11 October 2019 | 22 November 2023 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 15 July 2013 | 23 July 2019 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 15 July 2013 | 23 July 2019 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 15 July 2013 | 23 July 2019 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 15 July 2013 | 23 July 2019 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 28 April 2011 | 23 March 2012 |