SFC Licences of LEUNG Kwok Wai, Dominic 梁國威

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RE 1 11 October 2019
J.P. Morgan Broking (Hong Kong) Limited RE 5 15 July 2013 23 July 2019
J.P. Morgan Broking (Hong Kong) Limited RE 1 15 July 2013 23 July 2019
J.P. Morgan Broking (Hong Kong) Limited RE 2 15 July 2013 23 July 2019
J.P. Morgan Broking (Hong Kong) Limited RE 4 15 July 2013 23 July 2019
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 1 28 April 2011 23 March 2012