SFC Licences of CHEN Duo 陳鐸
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 15 November 2018 | 26 May 2022 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 15 November 2018 | 26 May 2022 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 09 January 2014 | 17 August 2018 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 27 April 2011 | 20 December 2013 |