SFC Licences of CHEN Duo 陳鐸

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 4 15 November 2018 26 May 2022
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 15 November 2018 26 May 2022
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 09 January 2014 17 August 2018
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 27 April 2011 20 December 2013