SFC Licences of GAW Elissa Puay Sie
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Tor Investment Management (Hong Kong) Limited | RE | 9 | 19 April 2013 | |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 26 April 2011 | 19 February 2013 |