SFC Licences of TAN Dominic Zhi Ping 陳志平

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch Far East Limited RE 6 09 June 2020 26 February 2024
Merrill Lynch Far East Limited RE 4 09 June 2020 26 February 2024
Merrill Lynch Far East Limited RE 1 09 June 2020 26 February 2024
Merrill Lynch (Asia Pacific) Limited RE 6 09 June 2020
Merrill Lynch (Asia Pacific) Limited RE 4 09 June 2020
Merrill Lynch (Asia Pacific) Limited RE 1 09 June 2020
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 07 June 2011 10 March 2020
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 07 June 2011 10 March 2020