SFC Licences of TSANG Siu Chung 曾少聰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Magic Compass Securities Limited 摩石證券有限公司 | RO | 3 | 20 December 2021 | 23 August 2023 |
| Magic Compass Securities Limited 摩石證券有限公司 | RO | 2 | 20 December 2021 | 23 August 2023 |
| Magic Compass Securities Limited 摩石證券有限公司 | RO | 9 | 06 September 2021 | 23 August 2023 |
| Magic Compass Securities Limited 摩石證券有限公司 | RO | 4 | 06 September 2021 | 23 August 2023 |
| Magic Compass Securities Limited 摩石證券有限公司 | RO | 1 | 06 September 2021 | 23 August 2023 |
| Prime Cdex Asset Management Limited 乾立亨資產管理有限公司 | RO | 9 | 20 May 2021 | 31 May 2021 |
| Prime Cdex Futures Limited 乾立亨期貨有限公司 | RO | 2 | 20 May 2021 | 31 May 2021 |
| Prime Cdex Securities Limited 乾立亨證券有限公司 | RO | 4 | 20 May 2021 | 31 May 2021 |
| Prime Cdex Securities Limited 乾立亨證券有限公司 | RO | 1 | 20 May 2021 | 31 May 2021 |
| Prime Cdex Securities Limited 乾立亨證券有限公司 | RE | 4 | 22 February 2021 | 20 May 2021 |
| Prime Cdex Asset Management Limited 乾立亨資產管理有限公司 | RE | 9 | 09 February 2021 | 20 May 2021 |
| Prime Cdex Futures Limited 乾立亨期貨有限公司 | RE | 2 | 09 February 2021 | 20 May 2021 |
| Prime Cdex Securities Limited 乾立亨證券有限公司 | RE | 1 | 09 February 2021 | 20 May 2021 |
| Nerico Brothers Limited | RE | 3 | 01 June 2020 | 04 January 2021 |
| Nerico Brothers Limited | RO | 3 | 28 July 2017 | 01 June 2020 |
| Nerico Brothers Limited | RE | 9 | 27 August 2015 | 04 January 2021 |
| Nerico Brothers Limited | RE | 2 | 27 August 2015 | 04 January 2021 |
| Nerico Brothers Limited | RE | 1 | 27 August 2015 | 04 January 2021 |
| Nerico Brothers Limited | RE | 3 | 30 May 2011 | 28 July 2017 |