SFC Licences of ZENG Linli 曾琳荔
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Orient International Asset Management Limited 中國東方國際資產管理有限公司 | RE | 9 | 11 January 2017 | 24 September 2018 |
China Orient International Asset Management Limited 中國東方國際資產管理有限公司 | RE | 4 | 11 January 2017 | 24 September 2018 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 05 June 2014 | 27 July 2016 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 20 August 2012 | 31 May 2014 |