SFC Licences of HATA Chris
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 11 July 2014 | 23 February 2016 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 06 May 2011 | 14 November 2012 |