SFC Licences of SUM Lik Hang, Alex 沈力恆
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Yupei Fortune Capital Limited 宇培增富資本有限公司 | RE | 1 | 27 April 2017 | 04 July 2017 |
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 04 February 2014 | 08 August 2015 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 05 May 2011 | 13 January 2014 |