SFC Licences of NG Yee Wai 吳綺惠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Asian Capital Limited 卓亞融資有限公司 | RO | 6 | 06 August 2021 | |
| Asian Capital Limited 卓亞融資有限公司 | RE | 6 | 20 July 2021 | 06 August 2021 |
| Caitong International Capital Co., Limited 財通國際融資有限公司 | RO | 6 | 06 December 2018 | 31 May 2021 |
| Caitong International Capital Co., Limited 財通國際融資有限公司 | RE | 1 | 06 December 2018 | 31 May 2021 |
| Frontpage Capital Limited 富比資本有限公司 | RO | 6 | 10 November 2016 | 31 August 2018 |
| Frontpage Capital Limited 富比資本有限公司 | RE | 1 | 10 November 2016 | 31 August 2018 |
| Frontpage Capital Limited 富比資本有限公司 | RE | 6 | 30 August 2016 | 10 November 2016 |
| Kingston Corporate Finance Limited 金利豐財務顧問有限公司 | RE | 6 | 05 January 2016 | 20 August 2016 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 | RE | 6 | 07 September 2012 | 01 January 2016 |
| Kingston Corporate Finance Limited 金利豐財務顧問有限公司 | RE | 6 | 05 May 2011 | 03 September 2012 |