SFC Licences of WOO Lok Man 鄔樂文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 15 February 2012 | 06 May 2015 |
| Hung Sing Securities Limited 鴻昇證券有限公司 | RE | 1 | 30 May 2011 | 31 January 2012 |
| Hung Sing Securities Limited 鴻昇證券有限公司 | RE | 1 | 06 May 2011 | 16 May 2011 |