SFC Licences of SHUM Yuen Fai 沈遠輝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Ming Yang Capital Limited 銘洋資本有限公司	RO	9	28 December 2023
Ming Yang Capital Limited 銘洋資本有限公司	RO	4	28 December 2023
Ming Yang Capital Limited 銘洋資本有限公司	RE	9	03 November 2023	28 December 2023
Ming Yang Capital Limited 銘洋資本有限公司	RE	4	03 November 2023	28 December 2023
China Harbour International Asset Management Limited 中灣國際資產管理有限公司	RO	9	24 December 2020	31 August 2023
China Harbour International Asset Management Limited 中灣國際資產管理有限公司	RO	4	24 December 2020	31 August 2023
China Harbour International Asset Management Limited 中灣國際資產管理有限公司	RE	9	21 December 2020	24 December 2020
China Harbour International Asset Management Limited 中灣國際資產管理有限公司	RE	4	21 December 2020	24 December 2020
Victory Asset Management Limited 德盛資產管理有限公司	RO	9	09 January 2020	30 November 2020
Victory Asset Management Limited 德盛資產管理有限公司	RO	4	09 January 2020	30 November 2020
Sanston Investment (HK) Limited	RO	9	24 July 2018	15 December 2019
Sanston Financial Group Limited	RO	4	07 September 2017	15 December 2019
Sanston Financial Group Limited	RO	1	07 September 2017	15 December 2019
Chelsea Securities Limited 昭海金融證券有限公司	RE	1	07 April 2017	19 August 2017
CES Commodities (HK) Limited 光證期貨（香港）有限公司	RE	2	02 March 2015	02 April 2017
Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司	RE	1	02 March 2015	02 April 2017
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	1	02 March 2015	02 April 2017
Mason Futures Limited 茂宸期貨有限公司	RE	2	22 January 2014	09 February 2015
Mason Securities Limited 茂宸證券有限公司	RE	1	22 January 2014	09 February 2015
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司	RE	1	19 October 2012	08 January 2014
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司	RE	2	19 October 2012	08 January 2014
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司	RE	2	04 May 2011	01 May 2012
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司	RE	1	04 May 2011	01 May 2012