SFC Licences of GAO Junjie 高俊杰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Lianhe Ratings Global Limited 聯合評級國際有限公司 | RO | 10 | 30 November 2023 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 16 May 2022 | 18 July 2023 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 16 May 2022 | 18 July 2023 |
| Fitch (Hong Kong) Limited 惠譽國際評級有限公司 | RO | 10 | 29 June 2017 | 09 September 2021 |
| Fitch (Hong Kong) Limited 惠譽國際評級有限公司 | RE | 10 | 29 January 2015 | 29 June 2017 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 22 December 2014 | 07 January 2015 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 1 | 22 December 2014 | 07 January 2015 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 22 December 2014 | 07 January 2015 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 22 December 2014 | 07 January 2015 |
| Fitch (Hong Kong) Limited 惠譽國際評級有限公司 | RE | 10 | 03 October 2012 | 12 December 2014 |
| Moody's Investors Service Hong Kong Limited | RE | 10 | 01 June 2011 | 20 June 2011 |