SFC Licences of SIU Yat Chi 蕭一芝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 | RE | 9 | 06 April 2020 | 15 November 2021 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 | RE | 4 | 06 April 2020 | 15 November 2021 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 | RE | 1 | 06 April 2020 | 15 November 2021 |
| Moody's Investors Service Hong Kong Limited | RE | 10 | 06 November 2015 | 30 December 2019 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 10 March 2014 | 13 October 2015 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 10 March 2014 | 13 October 2015 |
| FWD Life Insurance Company (Bermuda) Limited 富衛人壽保險(百慕達)有限公司 | RE | 9 | 06 February 2013 | 08 February 2014 |
| Moody's Investors Service Hong Kong Limited | RE | 10 | 01 June 2011 | 04 July 2012 |