SFC Licences of TSANG Lok See, Roxane 曾樂思
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 03 October 2017 | 31 December 2018 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 14 December 2015 | 02 October 2017 |
| Moody's Investors Service Hong Kong Limited | RE | 10 | 01 June 2011 | 24 August 2013 |