SFC Licences of WONG Wing Yin, Fiona 黃穎研
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 | RO | 9 | 24 July 2020 | 30 August 2020 |
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 | RO | 4 | 24 July 2020 | 30 August 2020 |
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 | RE | 9 | 18 May 2020 | 24 July 2020 |
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 | RE | 4 | 18 May 2020 | 24 July 2020 |
Sun Life Asset Management (HK) Limited 永明資產管理(香港)有限公司 | RE | 9 | 12 December 2018 | 18 April 2020 |
Sun Life Asset Management (HK) Limited 永明資產管理(香港)有限公司 | RE | 4 | 12 December 2018 | 18 April 2020 |
Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 | RE | 9 | 13 February 2014 | 23 August 2018 |
Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 | RE | 4 | 13 February 2014 | 23 August 2018 |
Moody's Investors Service Hong Kong Limited | RE | 10 | 01 June 2011 | 27 June 2013 |