SFC Licences of WONG Wing Yin, Fiona 黃穎研

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司
RO 4, 9 24 July 2020 30 August 2020
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司
RE 4, 9 18 May 2020 24 July 2020
Sun Life Asset Management (HK) Limited 永明資產管理(香港)有限公司
RE 4, 9 12 December 2018 18 April 2020
Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司
RE 4, 9 13 February 2014 23 August 2018
Moody's Investors Service Hong Kong Limited
RE 10 01 June 2011 27 June 2013