SFC Licences of CHAN Keith Kam 陳錦富
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 | RO | 4 | 07 December 2015 | 14 February 2017 |
| Ping An of China Futures (Hong Kong) Company Limited 中國平安期貨(香港)有限公司 | RE | 5 | 08 September 2015 | 14 February 2017 |
| Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 | RE | 4 | 08 September 2015 | 07 December 2015 |
| Aetas Global Markets Limited | RE | 1 | 24 July 2015 | 20 August 2015 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 22 December 2011 | 30 January 2015 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 22 December 2011 | 30 January 2015 |
| W2 Asset Management (HK) Limited 智方資產管理有限公司 | RO | 9 | 20 June 2011 | 14 October 2011 |