SFC Licences of LAM Ka Yu 林家裕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nard Capital Limited 納德資本有限公司 | RE | 9 | 06 January 2022 | |
| Cachet Asset Management Limited 臻卓資產管理有限公司 | RE | 9 | 29 October 2019 | 21 October 2021 |
| WIM Asset Management (HK) Limited | RE | 9 | 12 June 2017 | 30 September 2019 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 | RE | 1 | 06 March 2017 | 21 April 2017 |
| Hafoo Securities Limited 哈富證券有限公司 | RE | 1 | 30 October 2015 | 17 February 2017 |
| Future Growth Financial Services Limited 聚合金融服務有限公司 | RE | 1 | 11 May 2011 | 31 March 2012 |
| Future Growth Financial Services Limited 聚合金融服務有限公司 | RE | 2 | 11 May 2011 | 31 March 2012 |