SFC Licences of LI Zhuowei 李卓蔚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 05 July 2018 | |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 05 July 2018 | |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 6 | 20 December 2013 | 31 January 2017 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 4 | 20 December 2013 | 31 January 2017 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 20 December 2013 | 31 January 2017 |
| Merrill Lynch Far East Limited | RE | 1 | 07 June 2011 | 10 September 2013 |
| Merrill Lynch Far East Limited | RE | 4 | 07 June 2011 | 10 September 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 07 June 2011 | 10 September 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 07 June 2011 | 10 September 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 07 June 2011 | 10 September 2013 |
| Merrill Lynch Far East Limited | RE | 6 | 07 June 2011 | 10 September 2013 |