SFC Licences of AU Wai Yu 區慧如

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RE 4 07 January 2013 13 November 2023
Moody's Investors Service Hong Kong Limited RE 10 01 June 2011 04 July 2011