SFC Licences of KAY Chong-san 郭忠山
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 4 | 30 June 2021 | |
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 1 | 26 June 2017 | |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 19 May 2015 | 25 June 2017 |
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 1 | 11 May 2011 | 09 March 2015 |