SFC Licences of KAY Chong-san 郭忠山

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 RE 4 30 June 2021
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 RE 1 26 June 2017
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 19 May 2015 25 June 2017
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 RE 1 11 May 2011 09 March 2015