SFC Licences of LEE Ka Lim 李嘉廉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shacom Securities Limited 上銀證券有限公司 | RE | 4 | 25 October 2022 | |
| Shacom Securities Limited 上銀證券有限公司 | RE | 1 | 25 October 2022 | |
| Shacom Futures Limited 上商期貨有限公司 | RE | 5 | 25 October 2022 | |
| Shacom Futures Limited 上商期貨有限公司 | RE | 2 | 25 October 2022 | |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 5 | 07 October 2013 | 05 June 2014 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 07 October 2013 | 05 June 2014 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 07 October 2013 | 05 June 2014 |
| LT Finance Management Limited | RE | 4 | 10 July 2013 | 12 September 2013 |
| LT Securities Limited 利通證券有限公司 | RE | 1 | 10 July 2013 | 12 September 2013 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 12 May 2011 | 24 June 2013 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 12 May 2011 | 24 June 2013 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 12 May 2011 | 24 June 2013 |