SFC Licences of CHUNG Wilson James Ka Lun 鍾家綸
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 2 | 28 October 2021 | 11 March 2022 |
| Merrill Lynch Far East Limited | RE | 1 | 28 October 2021 | 11 March 2022 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 28 October 2021 | 11 March 2022 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 15 July 2016 | 23 July 2021 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 15 July 2016 | 23 July 2021 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 15 July 2016 | 23 July 2021 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 7 | 08 July 2014 | 05 May 2016 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 1 | 27 April 2012 | 05 May 2016 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 20 May 2011 | 05 May 2016 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 20 May 2011 | 05 May 2016 |