SFC Licences of DONAN Keith Donald
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citadel Asia Limited | RO | 9 | 31 July 2023 | |
| Citadel Asia Limited | RE | 9 | 06 March 2023 | 31 July 2023 |
| UBS Securities Hong Kong Limited | RE | 2 | 15 February 2019 | 13 January 2023 |
| UBS Securities Hong Kong Limited | RE | 1 | 19 December 2016 | 13 January 2023 |
| UBS Securities Asia Limited | RE | 1 | 19 May 2011 | 13 January 2023 |
| UBS Securities Asia Limited | RE | 2 | 19 May 2011 | 13 January 2023 |
| UBS Securities Hong Kong Limited | RE | 1 | 19 May 2011 | 18 December 2016 |
| UBS Derivatives Hong Kong Limited | RE | 2 | 19 May 2011 | 14 March 2014 |