SFC Licences of TONG David Doe-hung 湯道鴻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 7 | 19 December 2016 | 07 January 2017 |
| UBS Securities Hong Kong Limited | RE | 1 | 19 December 2016 | 07 January 2017 |
| UBS Securities Hong Kong Limited | RE | 7 | 24 November 2011 | 18 December 2016 |
| UBS Securities Asia Limited | RE | 2 | 19 May 2011 | 07 January 2017 |
| UBS Securities Asia Limited | RE | 1 | 19 May 2011 | 07 January 2017 |
| UBS Securities Hong Kong Limited | RE | 1 | 19 May 2011 | 18 December 2016 |
| UBS Derivatives Hong Kong Limited | RE | 2 | 19 May 2011 | 09 January 2014 |