SFC Licences of YU Zhi 于治
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China PA Securities (Hong Kong) Company Limited 平證證券(香港)有限公司 | RO | 1 | 26 May 2020 | |
| China PA Securities (Hong Kong) Company Limited 平證證券(香港)有限公司 | RE | 1 | 11 December 2019 | 26 May 2020 |
| Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 | RO | 1 | 10 October 2017 | 01 June 2020 |
| Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 | RE | 1 | 27 April 2017 | 10 October 2017 |
| Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司 | RE | 6 | 27 April 2017 | |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 6 | 08 October 2015 | 02 February 2016 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 08 October 2015 | 02 February 2016 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 16 May 2011 | 16 July 2015 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 16 May 2011 | 16 July 2015 |