SFC Licences of WANG Fan 王凡

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司	RE	4	11 August 2021
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司	RE	2	11 August 2021
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司	RE	1	11 August 2021
Forestone (HK) Asset Management Limited 灃石(香港)資產管理有限公司	RO	9	17 December 2019	31 May 2021
Cornucopiae Asset Management Limited 華豐資產管理有限公司	RE	9	20 July 2018	30 November 2019
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司	RE	2	06 September 2016	29 June 2018
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	4	13 May 2014	29 June 2018
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	1	13 May 2014	29 June 2018
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	2	31 May 2013	24 April 2014
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	4	05 September 2011	24 April 2014
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	16 May 2011	24 April 2014
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	2	16 May 2011	31 August 2013