SFC Licences of LAM Man Choi 林文財
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Success Advance Investments Limited 駿程投資有限公司 | RE | 9 | 28 December 2023 | |
Success Advance Investments Limited 駿程投資有限公司 | RE | 4 | 28 December 2023 | |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 17 October 2011 | 29 March 2012 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 22 August 2011 | 29 March 2012 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 22 August 2011 | 29 March 2012 |
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 13 June 2011 | 13 August 2011 |