SFC Licences of LAM Man Choi 林文財

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Success Advance Investments Limited 駿程投資有限公司 RE 9 28 December 2023
Success Advance Investments Limited 駿程投資有限公司 RE 4 28 December 2023
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 17 October 2011 29 March 2012
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 22 August 2011 29 March 2012
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 22 August 2011 29 March 2012
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 1 13 June 2011 13 August 2011