SFC Licences of CHAN Simon 陳希文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Athos Capital Limited | RE | 9 | 31 May 2022 | |
LIM Advisors Limited | RO | 9 | 17 November 2021 | 31 March 2022 |
LIM Advisors Limited | RE | 4 | 23 April 2013 | 31 March 2022 |
LIM Advisors Limited | RE | 9 | 23 April 2013 | 17 November 2021 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 18 May 2011 | 01 March 2013 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 18 May 2011 | 01 March 2013 |