SFC Licences of TAM Kwok Fai 譚國輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 3 | 02 October 2013 | 13 February 2015 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 25 June 2012 | 23 February 2024 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 04 August 2011 | 23 February 2024 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 04 August 2011 | 23 February 2024 |
| Fortune (HK) Securities Limited 富強證券有限公司 | RE | 1 | 20 May 2011 | 28 June 2011 |