SFC Licences of LO Chi Kai Ivan 羅志佳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Techno Horizon Limited 德魯創科資本有限公司 RO 9 04 May 2023
Techno Horizon Limited 德魯創科資本有限公司 RO 4 04 May 2023
Techno Horizon Limited 德魯創科資本有限公司 RE 9 24 October 2022 04 May 2023
Techno Horizon Limited 德魯創科資本有限公司 RE 4 24 October 2022 04 May 2023
Open Securities Limited 開盤證券有限公司 RE 2 23 November 2021 07 October 2022
Open Securities Limited 開盤證券有限公司 RE 1 23 November 2021 07 October 2022
Open Asset Management Limited 開盤資産管理有限公司 RE 9 16 September 2021 07 October 2022
Open Asset Management Limited 開盤資産管理有限公司 RE 4 16 September 2021 07 October 2022
Superactive Financial Group Company Limited 先機金融集團有限公司 RE 9 21 January 2019 31 August 2021
Superactive Financial Group Company Limited 先機金融集團有限公司 RE 5 21 January 2019 31 August 2021
Superactive Financial Group Company Limited 先機金融集團有限公司 RE 4 21 January 2019 31 August 2021
Superactive Financial Group Company Limited 先機金融集團有限公司 RE 1 31 December 2018 14 August 2020
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RE 1 26 October 2017 27 October 2018