SFC Licences of CHAN Kwok Ming, Tommy 陳國明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 25 August 2015 | 08 October 2021 |
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 25 August 2015 | 08 October 2021 |
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 25 August 2015 | 08 October 2021 |
HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司 | RE | 1 | 25 August 2015 | 08 October 2021 |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 21 June 2013 | 25 July 2015 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 21 June 2013 | 25 July 2015 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 3 | 20 May 2011 | 25 July 2015 |