SFC Licences of CHAN Kwok Ming, Tommy 陳國明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 RE 3 25 August 2015 08 October 2021
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 1 25 August 2015 08 October 2021
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 2 25 August 2015 08 October 2021
HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司 RE 1 25 August 2015 08 October 2021
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 21 June 2013 25 July 2015
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 21 June 2013 25 July 2015
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 20 May 2011 25 July 2015