SFC Licences of PRINCE Alexander Gilbert
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Hong Kong Limited | RE | 2 | 20 October 2023 | 27 October 2023 |
UBS Securities Hong Kong Limited | RE | 1 | 20 October 2023 | 27 October 2023 |
UBS Securities Asia Limited | RE | 2 | 20 October 2023 | 27 October 2023 |
UBS Securities Asia Limited | RE | 1 | 20 October 2023 | 27 October 2023 |
UBS Securities Hong Kong Limited | RE | 2 | 14 July 2023 | 21 July 2023 |
UBS Securities Hong Kong Limited | RE | 1 | 14 July 2023 | 21 July 2023 |
UBS Securities Asia Limited | RE | 2 | 14 July 2023 | 21 July 2023 |
UBS Securities Asia Limited | RE | 1 | 14 July 2023 | 21 July 2023 |
UBS Securities Hong Kong Limited | RE | 2 | 02 February 2021 | 30 June 2022 |
UBS Securities Hong Kong Limited | RE | 1 | 02 February 2021 | 30 June 2022 |
UBS Securities Asia Limited | RE | 2 | 02 February 2021 | 30 June 2022 |
UBS Securities Asia Limited | RE | 1 | 30 June 2016 | 30 June 2022 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 15 September 2014 | 29 March 2016 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 15 September 2014 | 29 March 2016 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 23 May 2011 | 01 July 2013 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 23 May 2011 | 01 July 2013 |