SFC Licences of WONG Wing Kwan 王榮昆
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Cathaysia Securities Limited 華夏證券有限公司 | RO | 4 | 21 February 2023 | |
| Cathaysia Securities Limited 華夏證券有限公司 | RO | 1 | 21 February 2023 | |
| Cathaysia Asset Management Limited 華夏資產管理有限公司 | RO | 9 | 21 February 2023 | |
| Cathaysia Securities Limited 華夏證券有限公司 | RE | 4 | 22 April 2022 | 21 February 2023 |
| Cathaysia Securities Limited 華夏證券有限公司 | RE | 1 | 13 July 2020 | 21 February 2023 |
| Cathaysia Asset Management Limited 華夏資產管理有限公司 | RE | 9 | 13 July 2020 | 21 February 2023 |
| South China Investment Management Limited 南華投資管理有限公司 | RE | 9 | 05 December 2016 | 25 September 2019 |
| South China Research Limited 南華資料研究有限公司 | RE | 4 | 05 December 2016 | 25 September 2019 |
| South China Securities Limited 南華證券投資有限公司 | RE | 1 | 05 December 2016 | 25 September 2019 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 1 | 30 July 2015 | 01 November 2016 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 22 May 2015 | 23 June 2015 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 02 June 2011 | 06 May 2015 |