SFC Licences of DONG Nan 董楠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldhorse Securities Limited 金馬證券有限公司 | RO | 4 | 26 April 2022 | 15 December 2022 |
Goldhorse Securities Limited 金馬證券有限公司 | RO | 1 | 26 April 2022 | 15 December 2022 |
Goldhorse Securities Limited 金馬證券有限公司 | RE | 1 | 25 October 2021 | 26 April 2022 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 15 June 2015 | 16 July 2021 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 24 May 2011 | 14 April 2015 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 24 May 2011 | 14 April 2015 |