SFC Licences of DONG Nan 董楠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Goldhorse Securities Limited 金馬證券有限公司 RO 4 26 April 2022 15 December 2022
Goldhorse Securities Limited 金馬證券有限公司 RO 1 26 April 2022 15 December 2022
Goldhorse Securities Limited 金馬證券有限公司 RE 1 25 October 2021 26 April 2022
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 15 June 2015 16 July 2021
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 24 May 2011 14 April 2015
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 6 24 May 2011 14 April 2015