SFC Licences of SETO Ming Wai 司徒明慧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Koala Securities Limited 樹熊證券有限公司 | RE | 1 | 19 November 2015 | 18 July 2023 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 22 April 2014 | 12 November 2015 |
| CLC Securities Limited 創僑證券有限公司 | RE | 1 | 18 July 2011 | 05 March 2014 |
| CNI Securities Group Limited 中國北方證券集團有限公司 | RE | 1 | 23 May 2011 | 15 July 2011 |