SFC Licences of NELSON Nicholas Scott
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 15 March 2019 | 20 March 2019 |
| UBS Securities Asia Limited | RE | 4 | 20 April 2018 | 26 April 2018 |
| UBS Securities Asia Limited | RE | 4 | 24 February 2017 | 03 March 2017 |
| UBS Securities Asia Limited | RE | 4 | 29 May 2015 | 10 June 2015 |
| UBS Securities Asia Limited | RE | 4 | 01 June 2011 | 20 November 2014 |