SFC Licences of YANG Hai 楊海
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RE | 4 | 28 May 2018 | 22 August 2019 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 28 May 2018 | 22 August 2019 |
| CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RE | 6 | 30 August 2017 | 19 August 2019 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 24 April 2015 | 01 May 2015 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 24 April 2015 | 01 May 2015 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 24 April 2015 | 01 May 2015 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 6 | 01 June 2011 | 01 May 2015 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 4 | 01 June 2011 | 01 May 2015 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 1 | 01 June 2011 | 01 May 2015 |