SFC Licences of YAN Ligang 閆立罡

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 6 24 April 2015 29 July 2017
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 4 24 April 2015 29 July 2017
CLSA Limited 中信里昂證券有限公司 RE 1 24 April 2015 29 July 2017
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 6 01 June 2011 01 January 2016
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 4 01 June 2011 01 January 2016
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 1 01 June 2011 01 January 2016